DELIVERING FINANCIAL ADVICE WITH PASSION & INTEGRITY
Clients have the right to…
A professional, transparent relationship with a proactive advisor that acts as their advocate on a full-time basis.
Expect that their advisor is acting in their best interests at all times. RIAs have to meet the highest industry standards for Fiduciary responsibility.
Expect the fee for services to be fair, reasonable, and transparent.
Choose how much or how little involvement they would like to have in the day to day management of their portfolios.
Expect a “plain English” explanation of financial matters that avoid industry jargon. They also have the right to expect their advisor to take the time to provide this education.
Expect their advisor is staying abreast of current tax law and financial planning techniques.
Expect their advisor to use inevitable down markets to save them money on taxes.
Expect a high degree of sophisticated research is being placed behind all recommendations.
Expect that their advisor is vetting any insurance product purchase through multiple carriers to find the very best solution.
Expect strict confidentiality and enhanced data security.
Expect their advisor to value them beyond their profit potential.
A direct decision-making relationship with their advisor with no corporate agenda intervention.
An open-architecture menu of investment solutions from which to choose. This should be free from any conflicts of interest like the pay structure of the product.
Competition & Pricing
Investment Process
TSP Form CRS
Securities offered through Purshe Kaplan Sterling Investments, Member FINRA/SIPC Headquartered at 80 State Street, Albany, NY 12207 Purshe Kaplan Sterling Investments and The Simmons Partnership are not affiliated companies.
Investments through Charles Schwab are: NOT FDIC INSURED. NOT BANK GUARANTEED. MAY LOSE VALUE, INCLUDING LOSS OF PRINCIPAL. NOT INSURED BY ANY STATE OR FEDERAL AGENCY.
Clients should have received their statements directly from Charles Schwab. Clients are encouraged to compare the information, including any amount deducted for advisory fees payable to The Simmons Partnership, with any information provided by The Simmons Partnership and call us with any questions.
The Simmons Partnership, LLC may only conduct business with residents of the states and/or jurisdictions for which they are properly registered.
Links are being provided for information purposes only. The Simmons Partnership, LLC is not affiliated with, and does not endorse, authorize or sponsor any of the listed websites on their respective sponsors. The Simmons Partnership, LLC is not responsible for the content of any website, or the collection or use of information regarding any website’s users and/or members. The Simmons Partnership, LLC may only conduct business with residents of the states and/or jurisdictions for which they are properly registered.
The content is developed from sources believed to be providing accurate information. The opinions expressed and material provided are for general information, and should not be considered a solicitation for the purchase or sale of any security.
Any chart and/or graph does not reflect past or current recommendations made by The Simmons Partnership, LLC. (TSP), and should be considered an academic treatment of empirical data. They are designed for educational purposes only and should not be used to predict security prices or market levels. Any suggestion of cause and effect or of the predictability of economic or investment cycles is unintentional. A report should only be considered as a tool in any broker, dealer, or advisor’s investment decision matrix. Investors should consult their financial advisor when applying the assumptions of the chart or graph.